113.4K XNAS Volume
XNAS 25 Mar, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Jay B. Foreman | Director | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 18 Feb 2025 | 5,494 | 0 (0%) | 0% | - | Common Stock, par value $0.01 | |
| Alex Andre | CFO & General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Feb 2025 | 23,818 | 23,818 (0%) | 0% | 0 | Common Stock | |
| Alex Andre | CFO & General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Feb 2025 | 23,818 | 23,818 | - | - | Stock Option (right to buy) | |
| Milton C. Ault | Former 10% Owner | Sale of securities on an exchange or to another person at price $ 0.47 per share. | 04 Oct 2024 | 46,900 | 1,310,000 (3%) | 0% | 0.5 | 22,174 | Common Stock |
| Milton C. Ault | Former 10% Owner | Sale of securities on an exchange or to another person at price $ 0.73 per share. | 04 Oct 2024 | 365,100 | 945,000 (2%) | 0% | 0.7 | 267,253 | Common Stock |
| Milton C. Ault | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.47 per share. | 02 Oct 2024 | 4,230 | 1,360,000 (3%) | 0% | 0.5 | 1,982 | Common Stock |
| Milton C. Ault | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.46 per share. | 02 Oct 2024 | 3,000 | 1,357,000 (3%) | 0% | 0.5 | 1,394 | Common Stock |
| Milton C. Ault | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.51 per share. | 27 Sep 2024 | 2,774 | 1,450,210 (3%) | 0% | 0.5 | 1,421 | Common Stock |
| Milton C. Ault | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.49 per share. | 27 Sep 2024 | 50,380 | 1,364,230 (3%) | 0% | 0.5 | 24,767 | Common Stock |
| Milton C. Ault | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.49 per share. | 27 Sep 2024 | 35,600 | 1,414,610 (3%) | 0% | 0.5 | 17,618 | Common Stock |
| Milton C. Ault | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.52 per share. | 26 Sep 2024 | 29,400 | 1,560,000 (4%) | 0% | 0.5 | 15,397 | Common Stock |
| Milton C. Ault | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.51 per share. | 26 Sep 2024 | 107,016 | 1,452,984 (3%) | 0% | 0.5 | 54,386 | Common Stock |
| Milton C. Ault | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.55 per share. | 24 Sep 2024 | 21,300 | 1,589,400 (4%) | 0% | 0.6 | 11,719 | Common Stock |
| Milton C. Ault | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.57 per share. | 24 Sep 2024 | 38,459 | 1,610,700 (4%) | 0% | 0.6 | 21,906 | Common Stock |
| Milton C. Ault | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.58 per share. | 20 Sep 2024 | 17,733 | 1,649,159 (4%) | 0% | 0.6 | 10,308 | Common Stock |
| Milton C. Ault | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.60 per share. | 20 Sep 2024 | 200 | 1,666,892 (4%) | 0% | 0.6 | 121 | Common Stock |
| Milton C. Ault | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.60 per share. | 18 Sep 2024 | 1,216 | 1,698,334 (4%) | 0% | 0.6 | 729 | Common Stock |
| Milton C. Ault | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.61 per share. | 18 Sep 2024 | 31,242 | 1,667,092 (4%) | 0% | 0.6 | 19,005 | Common Stock |
| Milton C. Ault | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.66 per share. | 16 Sep 2024 | 34,201 | 1,714,799 (4%) | 0% | 0.7 | 22,405 | Common Stock |
| Milton C. Ault | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.62 per share. | 16 Sep 2024 | 25,300 | 1,749,000 (4%) | 0% | 0.6 | 15,673 | Common Stock |
| Milton C. Ault | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.61 per share. | 16 Sep 2024 | 15,249 | 1,699,550 (4%) | 0% | 0.6 | 9,250 | Common Stock |
| Milton C. Ault | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.62 per share. | 12 Sep 2024 | 500 | 1,774,300 (4%) | 0% | 0.6 | 310 | Common Stock |
| Milton C. Ault | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.69 per share. | 09 Sep 2024 | 26,836 | 1,775,000 (4%) | 0% | 0.7 | 18,401 | Common Stock |
| Milton C. Ault | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.65 per share. | 09 Sep 2024 | 200 | 1,774,800 (4%) | 0% | 0.7 | 130 | Common Stock |
| Milton C. Ault | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.75 per share. | 09 Sep 2024 | 6,164 | 1,801,836 (4%) | 0% | 0.8 | 4,641 | Common Stock |
| Gary Atkinson | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Aug 2024 | 18,868 | 25,852 (0%) | 0% | 0 | Common Stock, par value $0.01 | |
| Joseph Kling | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Aug 2024 | 18,868 | 20,585 (0%) | 0% | 0 | Common Stock, par value $0.01 | |
| Kenneth S. Cragun | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Aug 2024 | 18,868 | 18,868 (0%) | 0% | 0 | Common Stock, par value $0.01 | |
| Harvey Judkowitz | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Aug 2024 | 18,868 | 33,747 (0%) | 0% | 0 | Common Stock, par value $0.01 | |
| Bernardo Melo | Director, Chief Revenue Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Aug 2024 | 18,868 | 30,634 (0%) | 0% | 0 | Common Stock, par value $0.01 | |
| Jay B. Foreman | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Aug 2024 | 18,868 | 50,735 (0%) | 0% | 0 | Common Stock, par value $0.01 | |
| Mathieu Peloquin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Aug 2024 | 18,868 | 19,485 (0%) | 0% | 0 | Common Stock, par value $0.01 | |
| James Michael Turner | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Aug 2024 | 18,868 | 18,868 (0%) | 0% | 0 | Common Stock, par value $0.01 | |
| Henry C.W. Nisser | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Aug 2024 | 667 | 667 | - | - | Stock Option (right to buy) | |
| Milton C. Ault | Director, Executive Chairman, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.58 per share. | 23 May 2023 | 200 | 1,808,000 (4%) | 0% | 1.6 | 315 | Common Stock |
| Milton C. Ault | Director, Executive Chairman, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.68 per share. | 19 Apr 2023 | 300 | 1,807,800 (4%) | 0% | 1.7 | 504 | Common Stock |
| Henry C.W. Nisser | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Apr 2023 | 667 | 667 | - | - | Stock Option (right to buy) | |
| Milton C. Ault | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 4.35 per share. | 09 Feb 2023 | 100 | 1,806,100 (4%) | 0% | 4.4 | 435 | Common Stock |
| Gary Atkinson | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Aug 2022 | 1,667 | 1,667 | - | - | Stock Option (Right to Buy) | |
| Gary Atkinson | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Aug 2022 | 1,667 | 6,984 (0%) | 0% | 0 | Common Stock, par value $0.01 | |
| Bernardo Melo | Chief Revenue Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Aug 2022 | 1,000 | 1,000 | - | - | Stock Option (Right to Buy) | |
| Bernardo Melo | Chief Revenue Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Aug 2022 | 834 | 11,766 (0%) | 0% | 0 | Common Stock, par value $0.01 | |
| Lionel Marquis | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Aug 2022 | 834 | 4,834 (0%) | 0% | 0 | Common Stock, par value $0.01 | |
| Lionel Marquis | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Aug 2022 | 1,000 | 1,000 | - | - | Stock Option (Right to Buy) | |
| Kenneth S. Cragun | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jul 2022 | 667 | 667 | - | - | Stock Option (right to buy) | |
| James Michael Turner | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jul 2022 | 667 | 667 | - | - | Stock Option (right to buy) | |
| Joseph Kling | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jun 2022 | 1,000 | 1,000 | - | - | Options for Common Stock | |
| Joseph Kling | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jun 2022 | 617 | 1,717 (0%) | 0% | 0 | Common Stock | |
| Harvey Judkowitz | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jun 2022 | 1,000 | 1,000 | - | - | Options for Common Stock | |
| Harvey Judkowitz | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jun 2022 | 617 | 14,906 (0%) | 0% | 0 | Common Stock | |
| Mathieu Peloquin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jun 2022 | 617 | 617 (0%) | 0% | 0 | Common Stock | |
| Mathieu Peloquin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jun 2022 | 1,000 | 1,000 | - | - | Options for Common Stock | |
| Gary Atkinson | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 May 2022 | 13,334 | 13,334 | - | - | Stock Option (Right to Buy) | |
| Bernardo Melo | Chief Revenue Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 May 2022 | 10,000 | 10,000 | - | - | Stock Option (Right to Buy) | |
| Lionel Marquis | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 May 2022 | 10,000 | 10,000 | - | - | Stock Option (Right to Buy) | |
| Jay B. Foreman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2022 | 1,000 | 1,000 | - | - | Options for Common Stock | |
| Jay B. Foreman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2022 | 667 | 667 | - | - | Options for Common Stock | |
| Jay B. Foreman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2022 | 617 | 31,867 (0%) | 0% | 0 | Common Stock | |
| Joseph Kling | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Aug 2021 | 288 | 1,100 (0%) | 0% | 0 | Common Stock | |
| Joseph Kling | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Aug 2021 | 667 | 0 | - | - | Options for Common Stock | |
| Harvey Judkowitz | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.80 per share. | 20 Aug 2021 | 667 | 13,622 (0%) | 0% | 4.8 | 3,202 | Common Stock |
| Harvey Judkowitz | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.40 per share. | 20 Aug 2021 | 667 | 14,289 (0%) | 0% | 5.4 | 3,602 | Common Stock |
| Harvey Judkowitz | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Aug 2021 | 667 | 667 | - | - | Options for Common Stock | |
| Harvey Judkowitz | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Aug 2021 | 288 | 12,288 (0%) | 0% | 0 | Common Stock | |
| Harvey Judkowitz | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Aug 2021 | 667 | 0 | - | - | Options for Common Stock | |
| Harvey Judkowitz | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Aug 2021 | 667 | 0 | - | - | Options for Common Stock | |
| Harvey Judkowitz | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Aug 2021 | 667 | 0 | - | - | Options for Common Stock | |
| Harvey Judkowitz | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.60 per share. | 20 Aug 2021 | 667 | 12,955 (0%) | 0% | 3.6 | 2,401 | Common Stock |
| Bernardo Melo | VP Sales | Purchase of securities on an exchange or from another person at price $ 0.43 per share. | 25 Jul 2018 | 3,000 | 863,916 (2%) | 0% | 0.4 | 1,290 | Common Stock |
| Joseph Kling | None | Purchase of securities on an exchange or from another person at price $ 0.56 per share. | 31 Mar 2018 | 25,000 | 25,000 (0%) | 0% | 0.6 | 14,000 | Common stock |
| Joseph Kling | None | 31 Mar 2018 | 4,545 | 29,545 (0%) | 0% | 0.6 | 2,500 | Common stock | |
| Joseph Kling | None | 31 Mar 2018 | 20,000 | 40,000 | - | - | Options for Common Stock | ||
| Yat Tung Lau | None | 31 Mar 2018 | 4,545 | 33,402 (0%) | 0% | 0.6 | 2,500 | Common Stock | |
| Yat Tung Lau | None | 31 Mar 2018 | 20,000 | 60,000 | - | - | Options for Common Stock | ||
| Harvey Judkowitz | None | 31 Mar 2018 | 20,000 | 200,000 | - | - | Options for Common Stock | ||
| Harvey Judkowitz | None | 31 Mar 2018 | 4,545 | 279,214 (0%) | 0% | 0.6 | 2,500 | Common stock | |
| Peter Hon | None | 31 Mar 2018 | 4,545 | 43,819 (0%) | 0% | 0.6 | 2,500 | Common stock | |
| Peter Hon | None | 31 Mar 2018 | 20,000 | 80,000 | - | - | Options for Common Stock | ||
| Philip Lau | None | 31 Mar 2018 | 4,545 | 4,545 (0%) | 0% | 0.6 | 2,500 | Common stock | |
| Philip Lau | None | 31 Mar 2018 | 20,000 | 40,000 | - | - | Options for Common Stock | ||
| Bernard S. Appel | None | 31 Mar 2017 | 10,417 | 404,669 (1%) | 0% | 0.2 | 2,500 | Common Stock | |
| Yat Tung Lau | None | 31 Mar 2017 | 20,000 | 60,000 | - | - | Options for Common Stock | ||
| Harvey Judkowitz | None | 31 Mar 2017 | 20,000 | 200,000 | - | - | Options for Common Stock | ||
| Harvey Judkowitz | None | 31 Mar 2017 | 10,417 | 454,669 (1%) | 0% | 0.2 | 2,500 | Common stock | |
| Peter Hon | None | 31 Mar 2017 | 20,000 | 80,000 | - | - | Options for Common Stock | ||
| Peter Hon | None | 31 Mar 2017 | 10,417 | 99,274 (0%) | 0% | 0.2 | 2,500 | Common stock | |
| Philip Lau | None | 31 Mar 2017 | 20,000 | 20,000 | - | - | Options for Common Stock | ||
| Stewart A. Merkin | None | 31 Mar 2017 | 10,417 | 422,322 (1%) | 0% | 0.2 | 2,500 | Common stock | |
| Gary Atkinson | CEO | Purchase of securities on an exchange or from another person at price $ 0.53 per share. | 24 Feb 2017 | 5,000 | 307,753 (0%) | 0% | 0.5 | 2,650 | Common stock |
| Bernardo Melo | VP Sales | Purchase of securities on an exchange or from another person at price $ 0.52 per share. | 14 Feb 2017 | 1,000 | 542,916 (1%) | 0% | 0.5 | 520 | Common Stock |
| Bernardo Melo | VP Sales | Purchase of securities on an exchange or from another person at price $ 0.51 per share. | 14 Feb 2017 | 516 | 541,916 (1%) | 0% | 0.5 | 263 | Common Stock |
| Bernardo Melo | VP Sales | Purchase of securities on an exchange or from another person at price $ 0.53 per share. | 14 Feb 2017 | 4,000 | 550,416 (1%) | 0% | 0.5 | 2,120 | Common Stock |
| Bernardo Melo | VP Sales | Purchase of securities on an exchange or from another person at price $ 0.52 per share. | 14 Feb 2017 | 1,000 | 546,416 (1%) | 0% | 0.5 | 520 | Common Stock |
| Bernardo Melo | VP Sales | Purchase of securities on an exchange or from another person at price $ 0.55 per share. | 14 Feb 2017 | 1,500 | 545,416 (1%) | 0% | 0.6 | 825 | Common Stock |
| Bernardo Melo | VP Sales | Purchase of securities on an exchange or from another person at price $ 0.52 per share. | 14 Feb 2017 | 1,000 | 543,916 (1%) | 0% | 0.5 | 520 | Common Stock |
| Bernardo Melo | VP Sales | Purchase of securities on an exchange or from another person at price $ 0.53 per share. | 25 Jan 2017 | 9,500 | 541,400 (1%) | 0% | 0.5 | 5,035 | Common Stock |
| Gary Atkinson | CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 24 Oct 2016 | 2,500 | 302,753 | - | - | Common stock | |
| Gary Atkinson | CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 Jul 2016 | 2,500 | 300,253 | - | - | Common stock | |
| Bernardo Melo | VP Sales | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 09 May 2016 | 3,000 | 531,900 | - | - | Common Stock | |
| Bernardo Melo | VP Sales | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 Apr 2016 | 3,900 | 528,900 | - | - | Common Stock | |
| Harvey Judkowitz | None | 31 Mar 2016 | 20,000 | 434,252 | - | - | Common stock | ||
| Harvey Judkowitz | None | 31 Mar 2016 | 20,000 | 200,000 | - | - | Options for Common Stock | ||
| Bernard S. Appel | None | 31 Mar 2016 | 20,000 | 200,000 | - | - | Options for Common Stock | ||
| Stewart A. Merkin | None | 31 Mar 2016 | 20,000 | 200,000 | - | - | Options for Common Stock | ||
| Peter Hon | None | 31 Mar 2016 | 20,000 | 60,000 | - | - | Options for Common Stock | ||
| Bernardo Melo | VP Sales | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 16 Feb 2016 | 8,000 | 525,000 | - | - | Common Stock | |
| Bernardo Melo | VP Sales | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 16 Feb 2016 | 4,000 | 525,000 | - | - | Common Stock | |
| Gary Atkinson | CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 Jan 2016 | 5,000 | 297,753 | - | - | Common stock | |
| Bernardo Melo | VP Sales | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 Aug 2015 | 8,000 | 513,000 | - | - | Common Stock | |
| Bernardo Melo | VP Sales | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 Aug 2015 | 5,000 | 513,000 | - | - | Common Stock | |
| Harvey Judkowitz | None | 31 Mar 2015 | 15,625 | 429,546 | - | - | Common stock | ||
| Harvey Judkowitz | None | 31 Mar 2015 | 20,000 | 200,000 | - | - | Options for Common Stock | ||
| Bernard S. Appel | None | 31 Mar 2015 | 15,625 | 419,546 | - | - | Common Stock | ||
| Bernard S. Appel | None | 31 Mar 2015 | 20,000 | 200,000 | - | - | Options for Common Stock | ||
| Stewart A. Merkin | None | 31 Mar 2015 | 20,000 | 200,000 | - | - | Options for Common Stock | ||
| Stewart A. Merkin | None | 31 Mar 2015 | 15,625 | 417,199 | - | - | Common stock | ||
| Harvey Judkowitz | None | 31 Mar 2014 | 13,889 | 393,921 | - | - | Common stock | ||
| Harvey Judkowitz | None | 31 Mar 2014 | 20,000 | 200,000 | - | - | Options for Common Stock | ||
| Bernard S. Appel | None | 31 Mar 2014 | 20,000 | 180,000 | - | - | Options for Common Stock | ||
| Bernard S. Appel | None | 31 Mar 2014 | 13,889 | 384,321 | - | - | Common Stock | ||
| Stewart A. Merkin | None | 31 Mar 2014 | 20,000 | 200,000 | - | - | Options for Common Stock | ||
| Stewart A. Merkin | None | 31 Mar 2014 | 13,889 | 381,574 | - | - | Common stock | ||
| Gary Atkinson | CEO | Other type of transaction at price $ 0.00 per share. | 01 Jul 2013 | 150,000 | 270,000 | - | - | Options for Common Stock | |
| Bernardo Melo | VP Sales | Other type of transaction at price $ 0.00 per share. | 01 Jul 2013 | 250,000 | 450,000 | - | - | Options for Common Stock | |
| Lionel Marquis | CFO | Other type of transaction at price $ 0.00 per share. | 01 Jul 2013 | 100,000 | 200,000 | - | - | Options for Common Stock | |
| Harvey Judkowitz | None | 31 Mar 2013 | 22,727 | 380,032 | - | - | Common stock | ||
| Harvey Judkowitz | None | 31 Mar 2013 | 20,000 | 180,000 | - | - | Options for Common Stock | ||
| Harvey Judkowitz | None | 31 Mar 2013 | 20,000 | 200,000 | - | - | Options for Common Stock | ||
| Harvey Judkowitz | None | 31 Mar 2013 | 41,667 | 337,305 | - | - | Common stock | ||
| Bernard S. Appel | None | 31 Mar 2013 | 20,000 | 180,000 | - | - | Options for Common Stock | ||
| Bernard S. Appel | None | 31 Mar 2013 | 41,667 | 327,305 | - | - | Common stock | ||
| Bernard S. Appel | None | 31 Mar 2013 | 20,000 | 200,000 | - | - | Options for Common Stock | ||
| Bernard S. Appel | None | 31 Mar 2013 | 22,727 | 370,032 | - | - | Common stock | ||
| Stewart A. Merkin | None | 31 Mar 2013 | 20,000 | 180,000 | - | - | Options for Common Stock | ||
| Stewart A. Merkin | None | 31 Mar 2013 | 20,000 | 160,000 | - | - | Options for Common Stock | ||
| Stewart A. Merkin | None | 31 Mar 2013 | 22,727 | 347,685 | - | - | Common stock | ||
| Stewart A. Merkin | None | 31 Mar 2013 | 41,667 | 304,958 | - | - | Common stock | ||
| Gary Atkinson | CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2012 | 15,000 | 22,753 | - | - | Common Stock, par value $ | |
| Harvey Judkowitz | None | 31 Mar 2011 | 20,000 | 140,000 | - | - | Options for Common Stock | ||
| Harvey Judkowitz | None | 31 Mar 2011 | 20,000 | 160,000 | - | - | Options for Common Stock | ||
| Harvey Judkowitz | None | 31 Mar 2011 | 83,333 | 255,638 | - | - | Common stock | ||
| Bernard S. Appel | None | 31 Mar 2011 | 83,333 | 245,638 | - | - | Common stock | ||
| Bernard S. Appel | None | 31 Mar 2011 | 20,000 | 140,000 | - | - | Options for Common Stock | ||
| Bernard S. Appel | None | 31 Mar 2011 | 20,000 | 160,000 | - | - | Options for Common Stock | ||
| Stewart A. Merkin | None | 31 Mar 2011 | 20,000 | 120,000 | - | - | Options for Common Stock | ||
| Stewart A. Merkin | None | 31 Mar 2011 | 20,000 | 140,000 | - | - | Options for Common Stock | ||
| Stewart A. Merkin | None | 31 Mar 2011 | 83,333 | 223,291 | - | - | Common stock | ||
| Gary Atkinson | Interim CEO | 31 Mar 2011 | 120,000 | 120,000 | - | - | Options for Common Stock | ||
| Bernardo Melo | VP Sales | 31 Mar 2011 | 200,000 | 260,500 | - | - | Options for Common Stock | ||
| Lionel Marquis | Principal Accounting Officer | Other type of transaction at price $ 0.00 per share. | 31 Mar 2011 | 120,000 | 120,000 | - | - | Options for Common Stock | |
| Harvey Judkowitz | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2009 | 22,727 | 152,314 | - | - | Common Stock, par value $ | |
| Bernard S. Appel | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2009 | 22,727 | 142,305 | - | - | Common Stock, par value $ | |
| Stewart A. Merkin | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2009 | 22,727 | 119,958 | - | - | Common Stock, par value $ | |
| Carol Lau | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2009 | 22,727 | 48,857 | - | - | Common Stock, par value $ | |
| Peter Hon | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2009 | 22,727 | 48,857 | - | - | Common Stock, par value $ | |
| Yat Tung Lau | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2009 | 22,727 | 48,857 | - | - | Common Stock, par value $ | |
| Harvey Judkowitz | None | 31 Mar 2009 | 20,000 | 40,000 | - | - | Options for Common Stock | ||
| Harvey Judkowitz | None | 31 Mar 2009 | 20,000 | 60,000 | - | - | Options for Common Stock | ||
| Harvey Judkowitz | None | 31 Mar 2009 | 20,000 | 80,000 | - | - | Options for Common Stock | ||
| Harvey Judkowitz | None | 31 Mar 2009 | 20,000 | 100,000 | - | - | Options for Common Stock | ||
| Harvey Judkowitz | None | 31 Mar 2009 | 20,000 | 120,000 | - | - | Options for Common Stock | ||
| Harvey Judkowitz | None | 31 Mar 2009 | 3,521 | 3,521 | - | - | Common stock | ||
| Harvey Judkowitz | None | 31 Mar 2009 | 7,813 | 11,334 | - | - | Common stock | ||
| Harvey Judkowitz | None | 31 Mar 2009 | 2,688 | 14,022 | - | - | Common stock | ||
| Harvey Judkowitz | None | 31 Mar 2009 | 5,556 | 19,578 | - | - | Common stock | ||
| Bernard S. Appel | None | 31 Mar 2009 | 3,521 | 3,521 | - | - | Common Stock | ||
| Bernard S. Appel | None | 31 Mar 2009 | 7,813 | 11,334 | - | - | Common Stock | ||
| Bernard S. Appel | None | 31 Mar 2009 | 2,688 | 14,022 | - | - | Common Stock | ||
| Bernard S. Appel | None | 31 Mar 2009 | 5,556 | 19,578 | - | - | Common Stock | ||
| Bernard S. Appel | None | 31 Mar 2009 | 20,000 | 40,000 | - | - | Options for Common Stock | ||
| Bernard S. Appel | None | 31 Mar 2009 | 20,000 | 60,000 | - | - | Options for Common Stock | ||
| Bernard S. Appel | None | 31 Mar 2009 | 20,000 | 80,000 | - | - | Options for Common Stock | ||
| Bernard S. Appel | None | 31 Mar 2009 | 20,000 | 100,000 | - | - | Options for Common Stock | ||
| Bernard S. Appel | None | 31 Mar 2009 | 20,000 | 120,000 | - | - | Options for Common Stock | ||
| Stewart A. Merkin | None | 31 Mar 2009 | 1,174 | 1,174 | - | - | Common Stock | ||
| Stewart A. Merkin | None | 31 Mar 2009 | 7,813 | 8,987 | - | - | Common Stock | ||
| Stewart A. Merkin | None | 31 Mar 2009 | 2,688 | 11,675 | - | - | Common Stock | ||
| Stewart A. Merkin | None | 31 Mar 2009 | 5,556 | 17,231 | - | - | Common Stock | ||
| Stewart A. Merkin | None | 31 Mar 2009 | 20,000 | 40,000 | - | - | Options for Common Stock | ||
| Stewart A. Merkin | None | 31 Mar 2009 | 20,000 | 60,000 | - | - | Options for Common Stock | ||
| Stewart A. Merkin | None | 31 Mar 2009 | 20,000 | 80,000 | - | - | Options for Common Stock | ||
| Stewart A. Merkin | None | 31 Mar 2009 | 20,000 | 100,000 | - | - | Options for Common Stock | ||
| Carol Lau | None | 31 Mar 2009 | 20,000 | 20,000 | - | - | Stock Options | ||
| Carol Lau | None | 31 Mar 2009 | 20,000 | 40,000 | - | - | Stock Options | ||
| Carol Lau | None | 31 Mar 2009 | 5,556 | 6,130 | - | - | Common Stock | ||
| Peter Hon | None | 31 Mar 2009 | 20,000 | 20,000 | - | - | Stock Options | ||
| Peter Hon | None | 31 Mar 2009 | 20,000 | 40,000 | - | - | Stock Options | ||
| Peter Hon | None | 31 Mar 2009 | 574 | 574 | - | - | Common Stock | ||
| Peter Hon | None | 31 Mar 2009 | 5,556 | 6,130 | - | - | Common Stock | ||
| Yat Tung Lau | None | 31 Mar 2009 | 20,000 | 20,000 | - | - | Stock Options | ||
| Yat Tung Lau | None | 31 Mar 2009 | 20,000 | 40,000 | - | - | Stock Options | ||
| Yat Tung Lau | None | 31 Mar 2009 | 574 | 574 | - | - | Common Stock | ||
| Yat Tung Lau | None | 31 Mar 2009 | 5,556 | 6,130 | - | - | Common Stock | ||
| Anton H. Handal | CEO | 31 Mar 2009 | 300,000 | 1,050,000 | - | - | Options for common stock | ||
| Harvey Judkowitz | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Nov 2008 | 10,000 | 29,577 | - | - | Common Stock, par value $ | |
| Josef A. Bauer | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jan 2008 | 4,700 | 4,700 | - | - | Common Stock, $0.01 par value | |
| Josef A. Bauer | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Dec 2007 | 58,000 | 58,000 | - | - | Common Stock, $0.01 par value | |
| Josef A. Bauer | None | Gift of securities by or to the insider at price $ 0.00 per share. | 27 Feb 2007 | 13,600 | 299,016 | - | - | Common Stock, $.01 par value | |
| Josef A. Bauer | None | Gift of securities by or to the insider at price $ 0.00 per share. | 27 Feb 2007 | 36,000 | 178,374 | - | - | Common Stock, $.01 par value | |
| Josef A. Bauer | None | Gift of securities by or to the insider at price $ 0.00 per share. | 07 Feb 2007 | 10,000 | 214,374 | - | - | Common Stock, $.01 par value | |
| Josef A. Bauer | None | Gift of securities by or to the insider at price $ 0.00 per share. | 07 Feb 2007 | 10,600 | 312,616 | - | - | Common Stock, $.01 par value | |
| Edward Steele | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 Aug 2004 | 5,000 | 214,810 | - | - | Common Stock | |
| Josef A. Bauer | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 05 Aug 2004 | 10,000 | 274,500 | - | - | Common Stock | |
| Josef A. Bauer | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Jul 2004 | 20,000 | 998,471 | - | - | Common Stock | |
| Edward Steele | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Jul 2004 | 7,600 | 209,810 | - | - | Common Stock | |
| Josef A. Bauer | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 May 2004 | 8,000 | 988,572 | - | - | Common Stock | |
| Richard Ekstract | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 May 2004 | 900 | 29,300 | - | - | Common Stock | |
| Richard Ekstract | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2004 | 2,000 | 28,400 | - | - | Common Stock | |
| Edward Steele | Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 May 2004 | 10,000 | 197,210 | - | - | Common Stock | |
| Richard Ekstract | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 May 2004 | 2,000 | 26,400 | - | - | Common Stock | |
| Richard Ekstract | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Apr 2004 | 1,000 | 23,600 | - | - | Common Stock | |
| Richard Ekstract | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Apr 2004 | 1,000 | 24,600 | - | - | Common Stock | |
| Richard Ekstract | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Apr 2004 | 1,000 | 25,600 | - | - | Common Stock | |
| Richard Ekstract | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Apr 2004 | 1,000 | 26,400 | - | - | Common Stock | |
| Richard Ekstract | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Apr 2004 | 600 | 22,600 | - | - | Common Stock | |
| Richard Ekstract | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Apr 2004 | 1,000 | 22,000 | - | - | Common Stock | |
| Josef A. Bauer | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Apr 2004 | 5,000 | 980,572 | - | - | Common Stock | |
| Richard Ekstract | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Apr 2004 | 4,000 | 21,000 | - | - | Common Stock | |
| Edward Steele | Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 15 Apr 2004 | 18,300 | 503,200 | - | - | Common Stock | |
| Richard Ekstract | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Apr 2004 | 1,000 | 17,000 | - | - | Common Stock | |
| Jeffrey S. Barocas | Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Apr 2004 | 50,000 | 50,000 | - | - | Stock Options (right to buy) | |
| Edward Steele | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2004 | 10,000 | 10,000 | - | - | Employee Stock Option | |
| Edward Steele | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2004 | 2,000 | 656,112 | - | - | Common Stock | |
| Edward Steele | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2004 | 14,000 | 670,112 | - | - | Common Stock | |
| Richard Ekstract | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Mar 2004 | 1,000 | 16,000 | - | - | Common Stock | |
| Richard Ekstract | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Mar 2004 | 1,000 | 14,000 | - | - | Common Stock | |
| Richard Ekstract | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Mar 2004 | 1,000 | 15,000 | - | - | Common Stock | |
| Richard Ekstract | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2004 | 700 | 13,000 | - | - | Common Stock | |
| Richard Ekstract | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2004 | 1,000 | 12,300 | - | - | Common Stock | |
| Richard Ekstract | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Mar 2004 | 900 | 11,000 | - | - | Common Stock | |
| Richard Ekstract | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Mar 2004 | 300 | 11,300 | - | - | Common Stock | |
| Richard Ekstract | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Mar 2004 | 2,400 | 4,400 | - | - | Common Stock | |
| Richard Ekstract | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Mar 2004 | 1,000 | 5,400 | - | - | Common Stock | |
| Richard Ekstract | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Mar 2004 | 1,600 | 7,000 | - | - | Common Stock | |
| Richard Ekstract | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Mar 2004 | 2,000 | 9,000 | - | - | Common Stock | |
| Richard Ekstract | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Mar 2004 | 1,100 | 10,100 | - | - | Common Stock | |
| Josef A. Bauer | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Feb 2004 | 20,000 | 20,000 | - | - | Employee Stock Option | |
| Josef A. Bauer | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Feb 2004 | 1,000 | 971,572 | - | - | Common Stock | |
| Josef A. Bauer | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Feb 2004 | 4,000 | 975,572 | - | - | Common Stock | |
| Bernard S. Appel | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Feb 2004 | 20,000 | 20,000 | - | - | Employee Stock Option | |
| Richard Ekstract | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Feb 2004 | 2,000 | 2,000 | - | - | Common Stock | |
| Richard Ekstract | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Feb 2004 | 20,000 | 20,000 | - | - | Employee Stock Option | |
| Josef A. Bauer | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 24 Feb 2004 | 9,400 | 970,572 | - | - | Common Stock | |
| Josef A. Bauer | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Feb 2004 | 9,200 | 960,371 | - | - | Common Stock | |
| Josef A. Bauer | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Feb 2004 | 800 | 961,171 | - | - | Common Stock | |
| Yi Ping Chan | Director, COO/Interim CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Feb 2004 | 9,000 | 17,152 | - | - | Common Stock |